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Practical Guide to Construction Adjudication

Specificaties
Paperback, 766 blz. | Engels
John Wiley & Sons | e druk, 2015
ISBN13: 9781118717950
Rubricering
Juridisch :
John Wiley & Sons e druk, 2015 9781118717950
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Samenvatting

In the United Kingdom, adjudication is available as a right for parties to a construction contract, following the enactment of the Housing Grants Construction and Regeneration Act 1996. In general, within a comparatively short period of time, parties in dispute will have a decision from an adjudicator, which, except in limited circumstances, the courts will enforce. Adjudication has become the number one method of dispute resolution in the construction industry.

The short timescale means that a party needs to know what to do, when to do it and be able to check that the other party and the adjudicator are following the right steps. A Practical Guide to Construction Adjudication gives parties the necessary information to achieve this. It provides a straightforward overview of the process and procedure of adjudication by reference to legislation and case law, augmented with practical guidance including suggestions on what to do or not to do, drafting tips and checklists. Separate chapters for Scotland and Northern Ireland identify and explain the differences in procedure and judicial interpretation between those jurisdictions and England and Wales, and further detailed explanations of the adjudication regimes in Australia, Ireland, Malaysia, New Zealand and Singapore are included. Each of the chapters on jurisdictions outside England and Wales has been written by senior experts in those jurisdictions to ensure the content is accurate and insightful.

There are a range of helpful appendices including a bank of model form adjudication documents and tabulated detailed comparisons of the Scheme for Construction Contracts, the other major adjudication rules, the major adjudicator nominating bodies and the UK and international regimes. Readers will particularly appreciate the most comprehensive index of adjudication cases available, sorted into 260 subject headings providing immediate access to all the reported cases on any adjudication topic.

Specificaties

ISBN13:9781118717950
Taal:Engels
Bindwijze:paperback
Aantal pagina's:766

Inhoudsopgave

Foreword v
<p>Acknowledgements vii</p>
<p>Part I The United Kingdom</p>
<p>1 Introduction 3</p>
<p>1.1 Overview 3</p>
<p>1.2 Background to statutory adjudication in the UK 4</p>
<p>1.3 Statutory adjudication regimes 5</p>
<p>1.4 Use of case lawin this part 6</p>
<p>2 Adjudication in a nutshell 9</p>
<p>3 Deciding to adjudicate 13</p>
<p>3.1 Overview 13</p>
<p>3.2 Do I have a claim? 14</p>
<p>3.3 Is it worth it? 15</p>
<p>3.3.1 In a nutshell 15</p>
<p>3.3.2 Amount in dispute 15</p>
<p>3.3.3 Likely recovery 16</p>
<p>3.3.4 Professional fees 16</p>
<p>3.3.5 Resources 17</p>
<p>3.3.6 Relationships 17</p>
<p>3.4 Is adjudication the right forum? 18</p>
<p>3.4.1 In a nutshell 18</p>
<p>3.4.2 Advantages 18</p>
<p>3.4.3 Disadvantages 21</p>
<p>3.4.4 Statistics 24</p>
<p>3.5 Other forms of rapid dispute resolution 24</p>
<p>3.5.1 In a nutshell 24</p>
<p>3.5.2 Early neutral evaluation 24</p>
<p>3.5.3 Expert determination 25</p>
<p>3.5.4 Mediation 26</p>
<p>3.5.5 Fast–track arbitration 27</p>
<p>3.5.6 Statutory demand or winding–up petition 29</p>
<p>3.5.7 Part 8 claim 29</p>
<p>3.5.8 Summary judgment 29</p>
<p>3.6 Adjudication on behalf of, or against, an insolvent party 30</p>
<p>3.6.1 In a nutshell 30</p>
<p>3.6.2 Why do it? 30</p>
<p>3.6.3 Trigger for insolvency 31</p>
<p>3.6.4 Liquidation 33</p>
<p>3.6.5 Voluntary or compulsory administration 37</p>
<p>3.6.6 Administrative receivership 38</p>
<p>3.6.7 A company voluntary arrangement (CVA) 38</p>
<p>3.6.8 Bankruptcy 39</p>
<p>3.6.9 Individual voluntary arrangement (IVA) 39</p>
<p>3.6.10 Problems enforcing the adjudicator s decision 39</p>
<p>3.7 Who to involve 40</p>
<p>3.7.1 In a nutshell 40</p>
<p>3.7.2 In–house lawyers 40</p>
<p>3.7.3 External lawyers 41</p>
<p>3.7.4 Claims consultants 41</p>
<p>3.7.5 Experts 41</p>
<p>3.7.6 Project team 42</p>
<p>3.8 Checklist: considering whether or not to adjudicate 42</p>
<p>4 Statutory adjudication 43</p>
<p>4.1 Overview 43</p>
<p>4.2 Old or new act 44</p>
<p>4.3 Existence and terms of a contract 44</p>
<p>4.3.1 In a nutshell 44</p>
<p>4.3.2 Contract formation and terms 45</p>
<p>4.3.3 Contract terminated 46</p>
<p>4.3.4 Void or voidable contract 46</p>
<p>4.3.5 Choice of terms 47</p>
<p>4.3.6 Incorporation of terms 47</p>
<p>4.4 Construction contract 49</p>
<p>4.4.1 In a nutshell 49</p>
<p>4.4.2 Carrying out, arranging, providing labour for construction operations (Act s. 104(1)) 49</p>
<p>4.4.3 Consultants and advisers (Act s. 104(2)) 50</p>
<p>4.4.4 Contracts of employment (Act s. 104(3)) 50</p>
<p>4.4.5 Construction operations and other matters (Act s. 104(5)) 50</p>
<p>4.4.6 Application of the Act to contracts (Act s. 104(6)) 51</p>
<p>4.4.7 Ancillary agreements 52</p>
<p>4.5 Construction operations 55</p>
<p>4.5.1 In a nutshell 55</p>
<p>4.5.2 Definition of construction operations (Act s. 105(1)) 55</p>
<p>4.6 Excluded construction operations 58</p>
<p>4.6.1 In a nutshell 58</p>
<p>4.6.2 Approach to interpreting the exclusion provisions at section 105(2) of the Act 59</p>
<p>4.6.3 Court s approach to applying the exclusions at subsection 105(2) 59</p>
<p>4.6.4 Drilling and extraction (Act s. 105(2)(a) and (b)) 60</p>
<p>4.6.5 Assembly, installation, erection, demolition in connection with certain activities (Act s. 105(2)(c)) 60</p>
<p>4.6.6 Manufacture, delivery, installation (Act s. 105(2)(d)) 62</p>
<p>4.7 Excluded agreements 62</p>
<p>4.7.1 In a nutshell 62</p>
<p>4.7.2 Residential occupier (Act s. 106(1)(a) and (2)) 63</p>
<p>4.7.3 Exclusion Order (2009 Act, s. 106A; 1996 Act, s. 106(1)(b)) 64</p>
<p>4.8 Contract in writing 66</p>
<p>4.8.1 In a nutshell 66</p>
<p>4.8.2 2009 Act 67</p>
<p>4.8.3 1996 Act only applies to agreements in writing (1996 Act s. 107(1)) 68</p>
<p>4.8.4 In writing (1996 Act s. 107(2)) 68</p>
<p>4.8.5 An agreement made otherwise than in writing (1996 Act s. 107(3)) 69</p>
<p>4.8.6 An agreement evidenced in writing (1996 Act s. 107(4)) 70</p>
<p>4.8.7 An exchange of written submissions in adjudication proceedings (1996 Act s. 107(5)) 70</p>
<p>4.8.8 Scenarios 71</p>
<p>4.9 Checklist: What form of adjudication am I subject to? 74</p>
<p>5 Contractual and ad hoc adjudication 75</p>
<p>5.1 Overview 75</p>
<p>5.2 Contractual adjudication 75</p>
<p>5.2.1 In a nutshell 75</p>
<p>5.2.2 What is a contractual adjudication? 76</p>
<p>5.2.3 Treatment of contractual adjudications by the court 77</p>
<p>5.3 Ad hoc adjudication 79</p>
<p>5.3.1 In a nutshell 79</p>
<p>5.3.2 Ad hoc adjudication by choice 79</p>
<p>5.3.3 Ad hoc jurisdiction by mistake 80</p>
<p>5.3.4 Ad hoc jurisdiction on issues 82</p>
<p>6 Adjudication procedure 83</p>
<p>6.1 Overview 83</p>
<p>6.2 Scheme 84</p>
<p>6.2.1 In a nutshell 84</p>
<p>6.2.2 Does the Scheme apply and the failure to comply with section 108(1) (4) (Act s. 108(5) and 114(4)) 84</p>
<p>6.2.3 Why choose the Scheme? 86</p>
<p>6.2.4 Scheme variants 87</p>
<p>6.3 Contractual procedures 88</p>
<p>6.3.1 In a nutshell 88</p>
<p>6.3.2 JCT 89</p>
<p>6.3.3 ICE/ICC 90</p>
<p>6.3.4 IChemE 91</p>
<p>6.3.5 NEC 92</p>
<p>6.3.6 TeCSA 93</p>
<p>6.3.7 CIC 94</p>
<p>6.3.8 CEDR Solve 95</p>
<p>6.3.9 Bespoke rules 96</p>
<p>6.4 Checklist:What adjudication procedure am I subject to? 96</p>
<p>7 Preconditions and restrictions to statutory adjudication 97</p>
<p>7.1 Overview 97</p>
<p>7.2 Is there a dispute? 98</p>
<p>7.2.1 In a nutshell 98</p>
<p>7.2.2 Court s approach 98</p>
<p>7.2.3 A claim must have been made 99</p>
<p>7.2.4 The meaning of dispute (Act s.108(1)) 100</p>
<p>7.2.5 The point at which to assess whether or not there is a dispute 102</p>
<p>7.2.6 Time period following a claim until a dispute is formed 102</p>
<p>7.2.7 Ambush 104</p>
<p>7.2.8 Scenarios 104</p>
<p>7.3 More than one dispute 108</p>
<p>7.3.1 In a nutshell 108</p>
<p>7.3.2 More than one dispute (Act s. 108(1)) 109</p>
<p>7.3.3 The Scheme (Scheme p. 8) 111</p>
<p>7.4 Substantially the same dispute (Scheme p. 9) 111</p>
<p>7.4.1 In a nutshell 111</p>
<p>7.4.2 Substantially the same dispute 112</p>
<p>7.5 Does the dispute arise under the contract (Act s. 108(1))? 115</p>
<p>7.5.1 In a nutshell 115</p>
<p>7.5.2 Meaning of under the contract 115</p>
<p>7.6 More than one contract 117</p>
<p>7.6.1 In a nutshell 117</p>
<p>7.6.2 More than one contract (Act s. 108(1)) 118</p>
<p>7.6.3 Scheme (Scheme p. 8(2)) 119</p>
<p>7.7 Commencing an adjudication at any time 119</p>
<p>7.7.1 In a nutshell 119</p>
<p>7.7.2 Act (Act s. 108(2)(a)) 119</p>
<p>7.7.3 Conclusivity clauses 121</p>
<p>7.7.4 Statutory limitation 122</p>
<p>7.7.5 Insolvent party 122</p>
<p>8 Adjudication strategy 123</p>
<p>8.1 Overview 123</p>
<p>8.2 Commencing the adjudication process 123</p>
<p>8.2.1 Choosing the right time to start 123</p>
<p>8.2.2 Getting in there first 124</p>
<p>8.3 More than one adjudication 125</p>
<p>8.3.1 Multiple adjudications during the project 125</p>
<p>8.3.2 Concurrent adjudications 125</p>
<p>8.4 Choosing the dispute to refer 126</p>
<p>8.4.1 Appropriate expertise 126</p>
<p>8.4.2 Pecuniary and declaratory claims 127</p>
<p>8.4.3 Contractual interpretation 128</p>
<p>8.4.4 Smash and grab 129</p>
<p>8.4.5 Cherry–picking 136</p>
<p>8.4.6 Large–scale adjudications 137</p>
<p>8.4.7 Without prejudice correspondence 139</p>
<p>8.5 Deploying arguments 139</p>
<p>8.5.1 Save the best until last 139</p>
<p>8.5.2 Reverse ambush 140</p>
<p>8.6 Assessing the other party s willingness and ability to pay 141</p>
<p>8.6.1 Securing assets before the adjudication 141</p>
<p>8.6.2 Can the other party pay? 142</p>
<p>8.7 Removing procedural uncertainty 142</p>
<p>8.7.1 Taking a jurisdiction point early 142</p>
<p>9 Initiating the adjudication 144</p>
<p>9.1 Overview 144</p>
<p>9.2 A precis on jurisdiction and natural justice 145</p>
<p>9.3 Notice of adjudication 146</p>
<p>9.3.1 In a nutshell 146</p>
<p>9.3.2 The Scheme (Scheme p. 1(2) and (3)) 147</p>
<p>9.3.3 Practical considerations 147</p>
<p>9.4 Checklist: Before serving the notice of adjudication referring party 151</p>
<p>9.5 Checklist: On receiving the notice of adjudication responding party 151</p>
<p>9.6 Appointing the adjudicator 152</p>
<p>9.6.1 In a nutshell 152</p>
<p>9.6.2 Timing (Act s. 108(2)(b), Scheme p. 7) 152</p>
<p>9.6.3 Appointment procedure (Scheme p. 2, 3, 5 and 6) 153</p>
<p>9.6.4 Inoperable procedure or defective appointment 155</p>
<p>9.6.5 Appointment by an ANB 156</p>
<p>9.6.6 Choosing the right ANB where one is not specified 158</p>
<p>9.6.7 Forum shopping 160</p>
<p>9.6.8 Appointment of an individual named in the contract 161</p>
<p>9.6.9 Nominated or appointed adjudicator too busy, unwilling or unable to act 162</p>
<p>9.6.10 Natural person and no conflict of interest (Scheme, p. 4) 163</p>
<p>9.6.11 Objections to the appointed adjudicator (Scheme, p. 10) 163</p>
<p>9.6.12 A party s assessment of an adjudicator s capability 164</p>
<p>9.6.13 The prospective adjudicator s assessment of whether he should accept the appointment 166</p>
<p>9.6.14 Post appointment before the dispute is referred 167</p>
<p>9.6.15 Adjudicator s agreement 167</p>
<p>9.6.16 Revoking the adjudicator s appointment (Scheme p. 11) 170</p>
<p>9.7 Checklist: Appointing the adjudicator referring party 171</p>
<p>9.8 Checklist: Appointing the adjudicator responding party 171</p>
<p>9.9 Checklist: Accepting the appointment adjudicator 172</p>
<p>10 The adjudication 173</p>
<p>10.1 Overview 173</p>
<p>10.2 Referral notice 174</p>
<p>10.2.1 In a nutshell 174</p>
<p>10.2.2 Timing (Act s. 108(2)(b)) 174</p>
<p>10.2.3 Scheme (Scheme p. 7) 175</p>
<p>10.2.4 Practical considerations and strategy 177</p>
<p>10.2.5 Actions for the adjudicator once the dispute is referred 180</p>
<p>10.3 Response 181</p>
<p>10.3.1 In a nutshell 181</p>
<p>10.3.2 Timing 182</p>
<p>10.3.3 Practical considerations and strategy 182</p>
<p>10.4 Reply, rejoinder and sur–rejoinder 184</p>
<p>10.4.1 In a nutshell 184</p>
<p>10.4.2 Practical considerations and strategy 184</p>
<p>10.4.3 Parallel correspondence 186</p>
<p>10.5 Meetings 186</p>
<p>10.6 Other matters 188</p>
<p>10.6.1 In a nutshell 188</p>
<p>10.6.2 Communicating with the other party and with the adjudicator during the adjudication 189</p>
<p>10.6.3 Pressure from the parties or the adjudicator 190</p>
<p>10.6.4 Set–off and abatement 191</p>
<p>10.6.5 Dropping a head of claim during the adjudication 194</p>
<p>10.6.6 Withdrawing from the adjudication entirely 195</p>
<p>10.6.7 Privilege 195</p>
<p>10.6.8 Disclosure of documents 198</p>
<p>10.6.9 Settlement offers 199</p>
<p>10.6.10 Staying adjudication proceedings 199</p>
<p>10.6.11 Confidential nature of adjudication (Scheme p. 18) 200</p>
<p>10.6.12 Service of documents and notices (Act s. 115) 200</p>
<p>10.6.13 Reckoning of time (Act s. 116) 201</p>
<p>10.7 Adjudicator s powers and duties 201</p>
<p>10.7.1 In a nutshell 201</p>
<p>10.7.2 Duty to act impartially (Act s. 108(2)(e) and Scheme p. 12(a)) 201</p>
<p>10.7.3 Power to take the initiative (Act s. 108(2)(f ) and Scheme p. 13) 202</p>
<p>10.7.4 Power to make requests or directions (Scheme p. 14 and 15) 204</p>
<p>10.7.5 Power to seek assistance (Act s. 108(2)(f ) and Scheme p. 13(f )) 205</p>
<p>10.7.6 Duty to consider relevant information and provide it to the parties (Scheme p. 17) 206</p>
<p>10.7.7 Scope of what the adjudicator can decide (Scheme p. 20(a) and (b)) 207</p>
<p>10.7.8 Power to award interest (Scheme p. 20(c)) 208</p>
<p>10.7.9 Power to award damages 209</p>
<p>10.7.10 Adjudicator s immunity (Act s. 108(4), Scheme p. 26) 209</p>
<p>10.7.11 Adjudicator resignation (Scheme p. 9) 210</p>
<p>10.8 Checklist: Managing the adjudication the adjudicator 212</p>
<p>11 The decision 214</p>
<p>11.1 Overview 214</p>
<p>11.2 What is the adjudicator required to do? 214</p>
<p>11.2.1 In a nutshell 214</p>
<p>11.2.2 Purpose and nature of the decision 215</p>
<p>11.2.3 Structure, format and content of the decision 216</p>
<p>11.2.4 Reasons 217</p>
<p>11.3 On receiving the decision 218</p>
<p>11.4 Timing 219</p>
<p>11.4.1 In a nutshell 219</p>
<p>11.4.2 Act and Scheme (Act s. 108(2)(c) and (d) and Scheme p.19) 219</p>
<p>11.4.3 Rigidity of the time limit 222</p>
<p>11.4.4 Decision made and decision communicated 222</p>
<p>11.4.5 Responding to the adjudicator s request for an extension 223</p>
<p>11.5 Effect and compliance 223</p>
<p>11.5.1 In a nutshell 223</p>
<p>11.5.2 Temporary finality (Act s. 108(3), Scheme p. 23) 224</p>
<p>11.5.3 Compliance with the decision (Scheme p. 21) 225</p>
<p>11.5.4 Delaying compliance by contract 225</p>
<p>11.5.5 Insurance claims 226</p>
<p>12 Post decision 227</p>
<p>12.1 Overview 227</p>
<p>12.2 Adjudicator s costs 228</p>
<p>12.2.1 In a nutshell 228</p>
<p>12.2.2 2009 Act and 2011 Scheme (2009 Act s. 108A; 2011 Scheme p. 25) 228</p>
<p>12.2.3 1996 Act and 1998 Scheme (1998 Scheme p. 25) 228</p>
<p>12.2.4 Liability for fees 229</p>
<p>12.2.5 Reasonableness of fees and expenses 231</p>
<p>12.2.6 Lien on the decision 232</p>
<p>12.2.7 Payment of fees when the decision is in breach of natural justice 232</p>
<p>12.2.8 Award of adjudicator s costs 232</p>
<p>12.2.9 Payment of fees on paying party s insolvency 233</p>
<p>12.3 Parties costs 233</p>
<p>12.3.1 In a nutshell 233</p>
<p>12.3.2 2009 Act (s. 108A) 233</p>
<p>12.3.3 1996 Act 234</p>
<p>12.3.4 The Late Payment of Commercial Debt (Interest) Act 1998 235</p>
<p>12.4 Apportioning costs 237</p>
<p>12.4.1 In a nutshell 237</p>
<p>12.4.2 Timing 237</p>
<p>12.4.3 Assessment 238</p>
<p>12.5 Correcting errors in the decision 239</p>
<p>12.5.1 In a nutshell 239</p>
<p>12.5.2 The 2009 Act and 2011 Scheme (2009 Act s. 108(3)(A); 2011 Scheme p. 22A) 239</p>
<p>12.5.3 The 1996 Act and 1998 Scheme 240</p>
<p>12.6 Setting off against the decision 241</p>
<p>12.6.1 In a nutshell 241</p>
<p>12.6.2 General rule and exceptions 241</p>
<p>12.6.3 Contractual right to set off 243</p>
<p>12.6.4 Later interim or final certificate 244</p>
<p>12.6.5 Issuing a withholding or pay less notice 244</p>
<p>12.6.6 Setting off liquidated damages 245</p>
<p>12.6.7 Set off permitted but not quantified in the decision 246</p>
<p>12.6.8 Set–off not formulated before the adjudication 247</p>
<p>12.6.9 Adjudication rules prevent set–off in enforcement proceedings 247</p>
<p>12.6.10 Multiple adjudications 247</p>
<p>12.6.11 Litigation on foot 248</p>
<p>12.6.12 Arbitration award 248</p>
<p>12.6.13 Other arguments for set–off 248</p>
<p>13 Enforcement: options and procedure 249</p>
<p>13.1 Overview 249</p>
<p>13.2 Key statements of principle and the court s policy 249</p>
<p>13.2.1 Principles of enforcement 249</p>
<p>13.2.2 Enforcement for contractual adjudications 252</p>
<p>13.3 TCC summary enforcement procedure 252</p>
<p>13.3.1 In a nutshell 252</p>
<p>13.3.2 Nature of summary judgment applications in adjudication 253</p>
<p>13.3.3 Options for commencing the claim 256</p>
<p>13.3.4 Commencing the claim 256</p>
<p>13.3.5 Directions 260</p>
<p>13.3.6 Responding to the claim 260</p>
<p>13.3.7 Submission of cost budgets 261</p>
<p>13.3.8 Hearing bundle and skeletons 261</p>
<p>13.3.9 Extent of the evidence to be submitted 262</p>
<p>13.3.10 Judgment in default and setting aside 262</p>
<p>13.3.11 Representation 263</p>
<p>13.3.12 Timetable to a decision 264</p>
<p>13.3.13 The decision 264</p>
<p>13.3.14 The effect of the court s decision 265</p>
<p>13.3.15 Setting aside a summary judgment 266</p>
<p>13.3.16 Costs: basis of assessment 266</p>
<p>13.3.17 Costs: assessment of the bill of costs 269</p>
<p>13.3.18 Costs: ATE insurance and conditional fee arrangements 272</p>
<p>13.3.19 Costs: interest 272</p>
<p>13.3.20 Costs: settlement reached before summary judgment 273</p>
<p>13.3.21 Appealing a judgment of the court 273</p>
<p>13.3.22 Staying enforcement proceedings where there is an arbitration agreement (s. 9 Arbitration Act 1996) 274</p>
<p>13.4 Other procedures for enforcement 276</p>
<p>13.4.1 In a nutshell 276</p>
<p>13.4.2 Pre–emptory order (Scheme p. 23(1) and 24) 276</p>
<p>13.4.3 Mandatory injunction 277</p>
<p>13.4.4 Statutory demand 278</p>
<p>13.4.5 Scotland 280</p>
<p>13.5 Complying with an order of the court 280</p>
<p>13.5.1 In a nutshell 280</p>
<p>13.5.2 Time for payment 280</p>
<p>13.5.3 Extending the time for payment 281</p>
<p>13.5.4 Failing to comply 281</p>
<p>13.6 Checklist: Avoiding the consequences of an adjudicator s decision 284</p>
<p>14 Enforcement: insolvency, stay and severability 285</p>
<p>14.1 Overview 285</p>
<p>14.2 Insolvency avoids summary judgment 286</p>
<p>14.2.1 In a nutshell 286</p>
<p>14.2.2 Liquidation 287</p>
<p>14.2.3 Administration 287</p>
<p>14.2.4 Administrative receivership 289</p>
<p>14.2.5 CVA 289</p>
<p>14.2.6 Individual insolvency or bankruptcy 290</p>
<p>14.3 Stay of execution 290</p>
<p>14.3.1 In a nutshell 290</p>
<p>14.3.2 Court s discretion to order a stay of execution 291</p>
<p>14.3.3 Insolvency proceedings pending or not concluded 293</p>
<p>14.3.4 Financial difficulty 296</p>
<p>14.3.5 Imminent resolution of other proceedings 298</p>
<p>14.3.6 Manifest injustice 299</p>
<p>14.3.7 Other circumstances in which an application for a stay has failed 299</p>
<p>14.3.8 Partial stay 300</p>
<p>14.3.9 Conditions imposed on granting the stay 301</p>
<p>14.3.10 Severability 301</p>
<p>15 Final determination 304</p>
<p>15.1 Overview 304</p>
<p>15.2 Finalising the adjudicator s decision 305</p>
<p>15.2.1 In a nutshell 305</p>
<p>15.2.2 Adjudicator s decision made final by contract 305</p>
<p>15.2.3 Adjudicator s decision made final by agreement 306</p>
<p>15.2.4 Adjudicator s decision made final by the passing of time 306</p>
<p>15.3 Adjudication and other proceedings 307</p>
<p>15.3.1 In a nutshell 307</p>
<p>15.3.2 Final determination at the same time as enforcement proceedings 307</p>
<p>15.3.3 Final determination at the same time as adjudication 308</p>
<p>15.3.4 Final determination without complying with the adjudicator s decision 309</p>
<p>15.3.5 Final determination in breach of the contractual dispute resolution procedure (including an agreement to adjudicate) 309</p>
<p>15.4 Commencement, onus of proof and costs 312</p>
<p>15.4.1 In a nutshell 312</p>
<p>15.4.2 Cause of action and limitation period for commencing final proceedings 312</p>
<p>15.4.3 Delaying the final determination 314</p>
<p>15.4.4 Onus of proof in subsequent proceedings 315</p>
<p>15.4.5 Final decision different to adjudicator s decision 315</p>
<p>15.4.6 Recovery of adjudication costs as part of the costs of a final determination 315</p>
<p>16 The adjudicator s jurisdiction 319</p>
<p>16.1 Overview 319</p>
<p>16.2 When to think about jurisdiction 319</p>
<p>16.3 Options when a jurisdictional issue arises 320</p>
<p>16.3.1 In a nutshell 320</p>
<p>16.3.2 Option 1: Determination from the court 321</p>
<p>16.3.3 Option 2: Determination by the adjudicator 324</p>
<p>16.3.4 Option 3: Determination from another adjudicator 326</p>
<p>16.3.5 Option 4: Reserve the position and proceed with the adjudication 327</p>
<p>16.3.6 Option 5:Withdraw 328</p>
<p>16.3.7 Option 6: Injunction 329</p>
<p>16.4 Losing the right to challenge the adjudicator s jurisdiction 331</p>
<p>16.4.1 In a nutshell 331</p>
<p>16.4.2 Waiver 332</p>
<p>16.4.3 No reservation or late reservation 333</p>
<p>16.4.4 Abandoning the reservation 334</p>
<p>16.4.5 Initial consent before objection 335</p>
<p>16.4.6 Approbation and reprobation 335</p>
<p>16.4.7 Consequence of losing the right: ad hoc jurisdiction 338</p>
<p>16.5 Threshold jurisdiction challenges 338</p>
<p>16.5.1 In a nutshell 338</p>
<p>16.5.2 No contract 339</p>
<p>16.5.3 Contract is not a construction contract 339</p>
<p>16.5.4 Construction contract is not in writing 340</p>
<p>16.5.5 No dispute 340</p>
<p>16.5.6 More than one dispute 341</p>
<p>16.5.7 Substantially the same dispute 341</p>
<p>16.5.8 Dispute not under the contract 342</p>
<p>16.6 Process jurisdiction challenges 342</p>
<p>16.6.1 In a nutshell 342</p>
<p>16.6.2 Incorrect parties named 343</p>
<p>16.6.3 Adjudicator not correctly appointed 344</p>
<p>16.6.4 Referral notice served out of time 347</p>
<p>16.6.5 Arguments outside the scope of the dispute 347</p>
<p>16.6.6 Defective service 348</p>
<p>16.6.7 New material during the adjudication 348</p>
<p>16.6.8 Other procedural improprieties 349</p>
<p>16.7 Decision based jurisdiction challenges 349</p>
<p>16.7.1 In a nutshell 349</p>
<p>16.7.2 Lien over the decision 350</p>
<p>16.7.3 Failure to reach the decision within the required timescale 350</p>
<p>16.7.4 Signing the decision 351</p>
<p>16.7.5 Sufficiency of written reasons 351</p>
<p>16.7.6 Scope of the decision 353</p>
<p>16.7.7 Errors 357</p>
<p>16.7.8 Correcting minor errors in the decision 360</p>
<p>16.8 Checklist: Jurisdiction the parties 360</p>
<p>16.9 Checklist: Jurisdiction the adjudicator 361</p>
<p>17 Natural justice 362</p>
<p>17.1 Overview 362</p>
<p>17.1.1 What is it? 362</p>
<p>17.1.2 Materiality 363</p>
<p>17.2 When to think about natural justice 364</p>
<p>17.3 Options when a natural justice point arises 364</p>
<p>17.4 Bias and apparent bias 366</p>
<p>17.4.1 In a nutshell 366</p>
<p>17.4.2 Actual bias 367</p>
<p>17.4.3 Apparent bias 368</p>
<p>17.4.4 Prior involvement in the project or in a separate dispute 369</p>
<p>17.4.5 Appointment of the same adjudicator 370</p>
<p>17.4.6 Communication between the adjudicator and one party: pre–appointment 371</p>
<p>17.4.7 Communication between the adjudicator and one party: post–appointment 373</p>
<p>17.4.8 Evidence 373</p>
<p>17.4.9 Failure to make information available to the parties 375</p>
<p>17.4.10 Failure to carry out a site visit 375</p>
<p>17.4.11 Organisation of meetings and hearings 376</p>
<p>17.4.12 Quasi–mediator 376</p>
<p>17.4.13 Without prejudice communications 377</p>
<p>17.4.14 Preliminary view 377</p>
<p>17.5 Procedural fairness 378</p>
<p>17.5.1 In a nutshell 378</p>
<p>17.5.2 Referring party s conduct pre–adjudication 379</p>
<p>17.5.3 Abuse of process 380</p>
<p>17.5.4 Ambush/no opportunity or insufficient opportunity to respond 380</p>
<p>17.5.5 Christmas claims 382</p>
<p>17.5.6 Dispute is too large or complex 382</p>
<p>17.5.7 Failing to address an issue, part of a submission or evidence 384</p>
<p>17.5.8 Failure to permit a further submission or information 389</p>
<p>17.5.9 Failure to follow the agreed procedure 390</p>
<p>17.5.10 Adjudicator s timetable unfair 391</p>
<p>17.5.11 Documents received late or not at all 391</p>
<p>17.5.12 Failure to inform the parties about an approach taken or methodology used 392</p>
<p>17.5.13 Failure to inform the parties about advice from a third party 395</p>
<p>17.5.14 Failure to inform the parties about use of own knowledge and expertise 395</p>
<p>17.5.15 Failure to inform the parties about preliminary view 397</p>
<p>17.5.16 Sufficiency of reasons 398</p>
<p>17.6 Checklist: Natural justice the parties and the adjudicator 399</p>
<p>18 Further grounds for resisting enforcement 400</p>
<p>18.1 Overview 400</p>
<p>18.2 Fraud or deceit 401</p>
<p>18.3 Duress 402</p>
<p>18.4 UTCCR 403</p>
<p>18.5 Human Rights Act 404</p>
<p>19 Scotland: Tony Jones 406</p>
<p>19.1 Overview 406</p>
<p>19.2 Differences between the Scheme and the Scottish Scheme 408</p>
<p>19.2.1 1998 Scheme and 1998 Scottish Scheme 408</p>
<p>19.2.2 2011 Scheme and 2011 Scottish Scheme 410</p>
<p>19.3 Enforcement of an adjudicator s award 411</p>
<p>19.3.1 In a nutshell 411</p>
<p>19.3.2 Enforcement procedure 412</p>
<p>19.3.3 Counterclaims 414</p>
<p>19.3.4 The Scottish courts approach to jurisdictional challenges 415</p>
<p>19.3.5 The Scottish courts approach to natural justice challenges 416</p>
<p>19.3.6 Miscellaneous points 417</p>
<p>19.4 Issues of divergence between England andWales and Scotland 418</p>
<p>19.4.1 In a nutshell 418</p>
<p>19.4.2 Failure to comply with subsections 108(1) (4) of the Act 418</p>
<p>19.4.3 Adjudicator s decision out of time 419</p>
<p>19.4.4 Parties costs under the 1996 Act 419</p>
<p>19.4.5 Insolvency 420</p>
<p>19.4.6 Approbation and reprobation 422</p>
<p>19.4.7 The size and nature of the claim 422</p>
<p>19.4.8 Abuse of process 423</p>
<p>19.4.9 The adjudicator taking advice from a third party or using his own knowledge 424</p>
<p>19.4.10 Human Rights Act 425</p>
<p>20 Northern Ireland: Michael Humphreys QC 427</p>
<p>20.1 Overview 427</p>
<p>20.2 Enforcement of adjudicators awards 429</p>
<p>20.2.1 The writ of summons 430</p>
<p>20.2.2 The application for summary judgment 431</p>
<p>20.2.3 The hearing of the application 432</p>
<p>20.2.4 Incidence of costs 433</p>
<p>20.2.5 Taxation of costs 433</p>
<p>20.2.6 Enforcement of judgments 434</p>
<p>20.3 An alternative remedy declaratory relief 434</p>
<p>20.4 Judicial consideration 435</p>
<p>20.4.1 In a nutshell 435</p>
<p>20.4.2 No construction contract 435</p>
<p>20.4.3 No dispute 436</p>
<p>20.4.4 Setting off against an adjudicator s decision 437</p>
<p>20.4.5 Financial difficulty of the paying party 437</p>
<p>20.4.6 Insufficient time to respond 439</p>
<p>20.4.7 Abuse of process 439</p>
<p>Part II International</p>
<p>21 Introduction 443</p>
<p>22 Australia: PeterWood and Phillip Greenham 446</p>
<p>22.1 Overview 446</p>
<p>22.1.1 Initial introduction in NSW 446</p>
<p>22.1.2 Rollout across the remaining states 447</p>
<p>22.1.3 East–west coast divide 448</p>
<p>22.1.4 Consequences of the divide 448</p>
<p>22.2 Requirements for commencing an adjudication 449</p>
<p>22.2.1 Construction contract 449</p>
<p>22.2.2 Construction work 450</p>
<p>22.2.3 Claimable variations and excluded amounts in Victoria 451</p>
<p>22.2.4 Reference date 451</p>
<p>22.2.5 Time limits 452</p>
<p>22.2.6 Who may refer a dispute under a construction contract to adjudication? 453</p>
<p>22.3 Adjudication process 453</p>
<p>22.3.1 Appointment of the adjudicator 453</p>
<p>22.3.2 Conduct of the adjudication 455</p>
<p>22.4 Determination, effect and costs 456</p>
<p>22.4.1 Form of the decision 456</p>
<p>22.4.2 Effect of the decision 456</p>
<p>22.4.3 Costs 457</p>
<p>22.5 Enforcement 458</p>
<p>22.5.1 Process for enforcement 458</p>
<p>22.5.2 Express rights of appeal 458</p>
<p>22.5.3 Judicial review of adjudication determinations 459</p>
<p>23 Ireland: DermotMcEvoy 461</p>
<p>23.1 Overview 461</p>
<p>23.2 Requirements for commencing an adjudication 462</p>
<p>23.3 Adjudication process 464</p>
<p>23.3.1 Notice of adjudication 464</p>
<p>23.3.2 Appointment of an adjudicator 465</p>
<p>23.3.3 Powers and duties of an adjudicator 467</p>
<p>23.4 Determination, effect and costs 469</p>
<p>23.5 Enforcement 470</p>
<p>23.6 Conclusion 471</p>
<p>24 Malaysia: Philip Koh 473</p>
<p>24.1 Overview 473</p>
<p>24.2 Requirements for commencing the adjudication process 474</p>
<p>24.2.1 What contracts are caught by the 2012 Act? 474</p>
<p>24.2.2 Retrospective effect of the 2012 Act 478</p>
<p>24.3 Adjudication process 478</p>
<p>24.3.1 Step 1: Payment claim 479</p>
<p>24.3.2 Step 2: Initiation of adjudication 479</p>
<p>24.3.3 Step 3: Appointment 479</p>
<p>24.3.4 Step 4: Submissions 480</p>
<p>24.3.5 Step 5:The adjudicator 480</p>
<p>24.4 Administration of the adjudication 481</p>
<p>24.5 Determination, effect and costs 482</p>
<p>24.5.1 Form and timing of the decision 482</p>
<p>24.5.2 Effect of the decision 482</p>
<p>24.5.3 Costs 483</p>
<p>24.6 Enforcement 484</p>
<p>24.6.1 Suspension or a reduction in the pace of work 484</p>
<p>24.6.2 Secure direct payment from principal 485</p>
<p>24.7 Conclusion 485</p>
<p>25 New Zealand: T&acute;omas Kennedy–Grant QC 487</p>
<p>25.1 Overview 487</p>
<p>25.2 Requirements for commencing an adjudication 488</p>
<p>25.3 Adjudication process 490</p>
<p>25.4 Determination, effect and costs 493</p>
<p>25.4.1 Rights of a non–respondent owner 496</p>
<p>25.5 Enforcement 496</p>
<p>25.5.1 Judicial review 499</p>
<p>25.6 Proposed amendments 500</p>
<p>26 Singapore: Steven Cannon 501</p>
<p>26.1 Overview 501</p>
<p>26.2 Requirements for commencing an adjudication 502</p>
<p>26.2.1 What contracts are caught by the 2004 Act? 502</p>
<p>26.2.2 Contracting out, the date of execution of the contract and contracts made in writing 503</p>
<p>26.3 Payment regime 504</p>
<p>26.3.1 The right to progress payments 504</p>
<p>26.3.2 The payment regime 504</p>
<p>26.3.3 The crystallisation of a dispute and the dispute settlement period 507</p>
<p>26.4 Adjudication process 508</p>
<p>26.4.1 The role of the Singapore Mediation Centre 508</p>
<p>26.4.2 Notice of an intention to adjudicate 508</p>
<p>26.4.3 The adjudication application 509</p>
<p>26.4.4 The role of the adjudicator 512</p>
<p>26.5 Determination, effect and costs 515</p>
<p>26.5.1 The adjudicator s determination 515</p>
<p>26.5.2 The costs of the adjudication 516</p>
<p>26.5.3 Adjudication review applications 517</p>
<p>26.5.4 The effect of an adjudicator s determination 517</p>
<p>26.6 Enforcement 518</p>
<p>26.6.1 Enforcement of the adjudicator s determination 518</p>
<p>26.6.2 Setting aside the adjudicator s determination 518</p>
<p>26.7 Conclusion 520</p>
<p>Appendices</p>
<p>Appendix 1 The 1996 Act as amended 523</p>
<p>Appendix 2 The 1998 Scheme as amended 530</p>
<p>Appendix 3 Glossary (UK only) 538</p>
<p>Appendix 4 Model forms 542</p>
<p>Appendix 5 Summary comparison of UK adjudication rules 561</p>
<p>Appendix 6 Details of UK adjudicator nominating bodies 570</p>
<p>Appendix 7 Comparison of UK and international statutory regimes 578</p>
<p>Appendix 8 Case index: by subjectmatter 584</p>
<p>Appendix 9 Alphabetical case index 678</p>
<p>Index 709</p>

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        Practical Guide to Construction Adjudication